Emmis Capital LLC

Emmis Capital helps micro-cap companies accelerate their business objectives by listing on senior stock exchanges such as NASDAQ, NYSE and NEO. We provide transformative bridge financing to micro-cap companies seeking to list on senior exchanges. We are selective with our investments with a foc ... see more

Founder and Managing Member

Exchange Listing LLC

Exchange Listing was formed to provide growth companies with direct access to a one-stop solution in the strategic planning and implementation of listing on a senior exchange such as NASDAQ or NYSE in the most cost-effective and efficient process available.

We offer capital markets advisory services to private companies looking to access the public capital markets as well as public companies looking to grow to the next level. The scope of our advisory services include, but are not limited to:

-     IPO readiness assessment
-     Overall capital raising strategy
-     Guidance on IR / PR
-     Underwriter introduction / selection
-     Auditor/Legal evaluation, selection and introduction
-     Design of financial structure

Our Role: Your Partners:

-We are hands-on, frontline partners throughout the listing and funding process.

-We leverage our decades of Wall Street experience and a broad array of relationships with investment bankers, investors, attorneys, auditors, accountants, IR/PR firms, independent directors and the exchanges to facilitate your listing and funding.

-We orchestrate a tailored, company-specific yet systematic process for the listing, which enhances competitiveness and maximizing stakeholder benefits.

-We align our interests with your company management, board of directors and shareholders as equity partners to facilitate a successful listing and funding.

-Basically, our goal is to partner with you to achieve a objectives that are the most beneficial to your company and your shareholders


Our Principals:

-The principals of the firm have extensive capital markets backgrounds, track records and experience in the planning and implementation of listing on senior stock exchanges, collectively bringing over 100 years of Wall Street Experience.

-Our founders, strategic partners and advisors are entrepreneurs drawn from investment banking, securities law, corporate governance and business management.

Chief Executive Officer

Forbes Finance Council

I am delighted to join the Forbes Business Council, which is an invitation-only community for executives in accounting, financial planning, wealth and asset management, and investment firms.

Member and Contributor

Grandview Capital Partners

Grandview Capital provides strategic financial, technical and innovative corporate advisory services to our clients who are emerging growth companies. Grandview’s pledge to our clients business is our commitment to quality, integrity, and success.

Founder, Chief Executive Officer 

Exchange Listing Publishing

The Entrepreneur’s IPO is a handbook that outlines exactly what to expect when pursuing a micro or small-cap IPO. Written from the perspective of someone with over 35+ years as a C-suite executive for public and private companies and an expert in navigating the ever-changing climate of Wall Street. This book provides in-depth knowledge and unique perspectives on the process required to IPO your company and the distinctive elements needed when seeking out the right bankers, investors, industry experts, and board members. The Entrepreneur’s IPO is a book that can practically guide any micro and small-cap company to IPO, proving that it is possible to IPO your company, and you do not need to be a unicorn to do it.

Author

Staffing 360 Solutions, Inc.

Staffing 360 Solutions, Inc. NASDAQ: STAF, is an emerging public company in the international
staffing sector engaged in the acquisition of domestic and international staffing agencies. As part
of its highly targeted consolidation model, Staffing 360 is pursuing a broad spectrum of staffing
companies in the information technology (“IT”), financial, accounting and healthcare industries
with a particular emphasis on Cyber Security. The Company commenced revenue generation in October, 2012 with an initial customer base that includes a Fortune 100 company and is pursuing additional opportunities in India. The Company is also currently developing a proprietary division focused on veterans’ staffing.

Co Founder - Chairman of the Board

CEO of Exchange Listing | Founder of Emmis Capital IPO Fund | Author of 'The Entrepreneur's IPO' |

As a skilled capital market advisor, I partner with emerging growth companies to provide access to capital and facilitate completing an IPO on Nasdaq or NYSE stock exchanges or advancing as a public company. 

In my 35+ years as a C-suite executive for public and private companies, I’ve established myself as a trusted resource in navigating the ever-changing climate of Wall Street. I have successfully launched several highly innovative companies through the complicated structuring and execution process to meet listing and funding objectives. 
I guide companies through the preparation, implementation, interpretation of actual listing analysis and metrics, and offer aftermarket support with authentic and unique value propositions.

I've successfully ushered entrepreneurial emerging growth businesses to their IPOs and helped them become uniquely positioned to access growth capital and international capital markets. How? By providing results-oriented, direct access to a one-stop solution in the strategic planning and implementation of listing on a senior exchange most cost-effectively and efficiently possible. 

I'm passionate about providing leadership in varied aspects of corporate finance and capital markets by drawing on my expertise with a myriad of diverse and satisfied global entrepreneurial clients. I've also just written my debut book, The Entrepreneur's IPO, a roadmap for going public as a small/micro-cap company. If you would like to know more about the book or order a copy, click here: https://pgoldstein.co/.

If you would like to get in touch please send me a personal message!

Peter Goldstein

One of the world's largest companies has made a quiet yet significant shift.

Walmart is moving its listing from the New York Stock Exchange to Nasdaq.

A company with more than $800 billion in market value. Listed on the NYSE since 1970. Now choosing a new home.

Moves like this are never about optics. They are about alignment.

Walmart cited shared values with Nasdaq. A technology-forward approach. Innovation. Client focus. These are not marketing lines. They reflect how the business is evolving.

The listing change adds another layer. It positions Walmart for inclusion in the Nasdaq 100. That means greater visibility and additional passive fund flow. It also reflects how much of Walmart’s future is tied to automation and artificial intelligence.

This is the largest exchange switch by market value in history. And yet the meaning is simple.

Exchanges compete on structure, technology, and alignment.

Companies choose the platform that matches where they are going, not where they have been.

Markets shift. Strategies evolve. Companies reposition.

What stays constant is the need for clarity, discipline, and the right environment to grow.

This is another reminder that listing decisions are strategic choices.

Entrepreneur & Capital Markets Leader | IPO Advisory | Founder, Exchange Listing | CEO, Emmis Acquisition Corp. | Author, The Integrated CEO

Global Investor CIRCLES

A curated community connecting angels, VCs, family offices, and operator-investors with vetted opportunities across tech venture and PE. We host private events and exclusive pitch sessions in Amsterdam, Singapore, London, and the U.S. — bridging capital across ecosystems.

If you’re an investor looking for high-quality, human-led deal flow - let’s talk.

Founder & Host

ExitPath Ventures

Helping small business owners exit with dignity — and empowering a new wave of entrepreneur-operators to acquire and grow companies. We specialize in succession planning and investor matching for profitable legacy businesses ready to transition.

With deep founder empathy and a focus on long-term value, we support deals across the UK, EU, and Southeast Asia.

If you’re preparing to sell or looking to acquire, we’re here to help on both sides of the table.

Founder, CIO

Angel School

Investment Committees (IC) across Europe, US and Southeast Asia. Not investing alone.
The AngelSchool.vc Syndicate is backed by 1400+ LPs and deploys $MNs annually.

We invest with intention, in community — not in isolation.

If you’re an investor, tech founder, or partner seeking aligned capital or curated deal flow, I’d love to connect.

Fellow & Angel Investor

Techstars

Mentor

S2L Ventures

S2L Ventures (formerly Startup2Life) is a global venture partner connecting investors with values-driven, high-growth tech startups.

We help founders become investor-ready and match them with aligned capital, while supporting investors with curated deal flow, co-investments, and due diligence across Seed to Series A.

We’ve worked with partners like INVESTIBLE, Muru-D, Dentsu Aegis, SHELL, Seedstars, She Loves Tech, MUFG, German Accelerator, and more.

If you’re a founder raising or an investor seeking meaningful returns — let’s connect.

Founder, VC Lead & Investor

Amazon Web Services (AWS)

Venture Capital & Startups Lead

Leading startup growth and ecosystem partnerships and strategy. Working with Incubators, Accelerators, Angel/Seed, Venture Capital Investment firms and leading startup organisations.

Pre-VC Startups & Ecosystem Lead (Global)

The Creative Experience

The Creative Experience (TCE) is an award-winning corporate innovation and leadership training company supporting Fortune 500s, high-growth scale-ups, and public sector organizations in building cultures of innovation and future-ready leadership.

Founded in 2012, TCE has delivered hundreds of high-impact programs across Asia and Europe, specializing in innovation capability, design thinking, intrapreneurship, and inclusive leadership.

Clients include:
Meta, KPMG, Hewlett-Packard, Singapore Airlines, Manulife, Schneider Electric, SCOR, Essilor, SHELL, StarHub, TATA, Credit Suisse, SATS, and academic institutions like Singapore Management University (SMU).

TCE is known for its experiential, human-centered approach and ability to translate innovation strategy into real capability across teams.

If you’re exploring innovation programs, leadership development, or partnerships that drive meaningful change - let’s connect.

Founding Director, Corporate L&D

BlueChilli Group

Working with domain experts to build impactful, investible and globally scalable tech startups as a venture builder. BlueChilli launched 132 startups that have collectively raised over $170M and contributed to the creation of more than 1,000 jobs.

Director, Southeast Asia 

Melbourne Business School

Adjunct Lecturer, Innovation & Entrepreneurship (Executive Education)

Adjunct Faculty (Exec Education) Innovation & Entrepreneurship

Investible

Successfully sourced and connected with high-potential early-stage startups from Southeast Asia, leveraging an extensive network and deep knowledge of the local startup landscape.
Delivered business model workshops and coaching sessions to the most promising founders and startups, guiding them towards success in the highly competitive world of early-stage venture capital.
Proven ability to empower visionary entrepreneurs who are advancing humanity through technology.

Angel Scout, Investibility Trainer (Southeast Asia)

VC | Founder & Startup Advisor | Empowering Founders to Scale | Global Citizen & Entrepreneurial Ecosystem Bridge Builder

I’m Anna C. Mallon — a serial entrepreneur, investor, and ecosystem builder with 25+ years of experience supporting founders, funders, and innovators across Asia, Europe, and the U.S.

I’ve built five companies, helped launch 330+ startups that raised over $500M, and worked with organizations like AWS, Meta, Google, Apple, Sequoia, Northzone, 500 Startups, and Mindvalley. My work spans corporate innovation, startup acceleration, business acquisition, and global investing.

I focus on uncovering aligned, high-ROI opportunities across startups, real estate, and small businesses - while ensuring values like sustainability, ethical leadership, and real-world impact are never compromised.

Today, I lead a portfolio of ventures dedicated to wealth creation, legacy building, and innovation:

🔹 ExitPath Ventures – Supporting small business owners with exit planning and succession
🔹 Lumiera Properties – Investing in high-end co-living properties for young professionals
🔹 Global Investor Circle – Curated deal flow for investors across 🇬🇧 🇪🇺 🇸🇬 🇺🇸
🔹 S2L Ventures – Helping revenue-generating early-stage tech founders (Seed–Series A) raise funding
🔹 The Creative Experience – Award-winning innovation training and ecosystem design for corporates

⸻

🚀 How I Help

⦿ Fundraising for Tech Startups
I support founders generating $150K+ in ARR with pitch refinement, data room prep, and investor matching.

⦿ Exit Planning for Business Owners
I help profitable small business owners structure clean, strategic exits that preserve legacy and unlock freedom.

⦿ Investing & Acquisitions
Join my Global Investor Circle or work with me to acquire vetted, off-market businesses, properties and high-yielding assets.

⦿ Corporate & Ecosystem Partnerships
I co-design and lead innovation programs for corporates, accelerators, and agencies looking to back real founders.

⦿ Speaking & Thought Leadership
Keynotes and workshops on ethical entrepreneurship, innovation ecosystems, exits, and building wealth with integrity.

⸻

👥 Who I Work With

• Investors – Angels, VCs, HNWIs, family offices
• Founders – Revenue-generating startups (Seed to Series A)
• Business Owners – Preparing to sell or exit
• Ecosystem Builders – Accelerators, universities, and government agencies
• Buyers – Seeking ROI-positive acquisitions and strategic assets

⸻

🎯 Mission

To scale access to entrepreneurship, ethical investing, and innovation—while helping values-aligned leaders build wealth, exit wisely, and create global impact.

⸻

📬 www.annacmallon.com/more
🎙 hello@annacmallon.com
📱 @annacmallon

Anna C Mallon ⚡⚡⚡

The investing mindset isn’t about chasing more.
It’s about holding steady when everyone else is chasing.

True investors don’t get rich by guessing what’s next.
They build wealth by knowing who they are.

Over the years, I’ve learned that the best investors... whether angels, founders, or business owners... share a few traits:

📍 Think in decades, not days.
📍 Choose clarity over chaos.
📍 Protect cashflow before ego.
📍 Don’t let FOMO run their portfolio.

Because investing isn’t about predicting the future, it’s about preparing for it.
The right mindset is calm, curious, and consistent.

It’s saying no to 90% of opportunities so you can go all in on the few that matter. 

Focusing on boring, beautiful businesses that keep performing while everyone else is distracted. 

Great investors don’t ask, “What will make me money fast?”

But “What will still make sense in ten years?”

👉 Whether you’re an entrepreneur reinvesting profits or an angel building a portfolio - I've learned it's important to slow down, think longer, and invest like the future depends on it.
Because it does.

What belief or habit has shaped your investing mindset the most?
👇 I’d love to hear — your insights could help someone else think differently.

Follow or connect with me Anna C Mallon ⚡⚡⚡ for opportunities and reflections on investing, exits, and building wealth ecosystems that last.

5x Entrepreneur & Investor | M&A & Angel Syndicates | Curating Communities & Capital for Investors + Entrepreneurs | London • EU • Singapore

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