Emmis Capital LLC

Emmis Capital helps micro-cap companies accelerate their business objectives by listing on senior stock exchanges such as NASDAQ, NYSE and NEO. We provide transformative bridge financing to micro-cap companies seeking to list on senior exchanges. We are selective with our investments with a foc ... see more

Founder and Managing Member

Exchange Listing LLC

Exchange Listing was formed to provide growth companies with direct access to a one-stop solution in the strategic planning and implementation of listing on a senior exchange such as NASDAQ or NYSE in the most cost-effective and efficient process available.

We offer capital markets advisory services to private companies looking to access the public capital markets as well as public companies looking to grow to the next level. The scope of our advisory services include, but are not limited to:

-     IPO readiness assessment
-     Overall capital raising strategy
-     Guidance on IR / PR
-     Underwriter introduction / selection
-     Auditor/Legal evaluation, selection and introduction
-     Design of financial structure

Our Role: Your Partners:

-We are hands-on, frontline partners throughout the listing and funding process.

-We leverage our decades of Wall Street experience and a broad array of relationships with investment bankers, investors, attorneys, auditors, accountants, IR/PR firms, independent directors and the exchanges to facilitate your listing and funding.

-We orchestrate a tailored, company-specific yet systematic process for the listing, which enhances competitiveness and maximizing stakeholder benefits.

-We align our interests with your company management, board of directors and shareholders as equity partners to facilitate a successful listing and funding.

-Basically, our goal is to partner with you to achieve a objectives that are the most beneficial to your company and your shareholders


Our Principals:

-The principals of the firm have extensive capital markets backgrounds, track records and experience in the planning and implementation of listing on senior stock exchanges, collectively bringing over 100 years of Wall Street Experience.

-Our founders, strategic partners and advisors are entrepreneurs drawn from investment banking, securities law, corporate governance and business management.

Chief Executive Officer

Forbes Finance Council

I am delighted to join the Forbes Business Council, which is an invitation-only community for executives in accounting, financial planning, wealth and asset management, and investment firms.

Member and Contributor

Grandview Capital Partners

Grandview Capital provides strategic financial, technical and innovative corporate advisory services to our clients who are emerging growth companies. Grandview’s pledge to our clients business is our commitment to quality, integrity, and success.

Founder, Chief Executive Officer 

Exchange Listing Publishing

The Entrepreneur’s IPO is a handbook that outlines exactly what to expect when pursuing a micro or small-cap IPO. Written from the perspective of someone with over 35+ years as a C-suite executive for public and private companies and an expert in navigating the ever-changing climate of Wall Street. This book provides in-depth knowledge and unique perspectives on the process required to IPO your company and the distinctive elements needed when seeking out the right bankers, investors, industry experts, and board members. The Entrepreneur’s IPO is a book that can practically guide any micro and small-cap company to IPO, proving that it is possible to IPO your company, and you do not need to be a unicorn to do it.

Author

Staffing 360 Solutions, Inc.

Staffing 360 Solutions, Inc. NASDAQ: STAF, is an emerging public company in the international
staffing sector engaged in the acquisition of domestic and international staffing agencies. As part
of its highly targeted consolidation model, Staffing 360 is pursuing a broad spectrum of staffing
companies in the information technology (“IT”), financial, accounting and healthcare industries
with a particular emphasis on Cyber Security. The Company commenced revenue generation in October, 2012 with an initial customer base that includes a Fortune 100 company and is pursuing additional opportunities in India. The Company is also currently developing a proprietary division focused on veterans’ staffing.

Co Founder - Chairman of the Board

CEO of Exchange Listing | Founder of Emmis Capital IPO Fund | Author of 'The Entrepreneur's IPO' |

As a skilled capital market advisor, I partner with emerging growth companies to provide access to capital and facilitate completing an IPO on Nasdaq or NYSE stock exchanges or advancing as a public company. 

In my 35+ years as a C-suite executive for public and private companies, I’ve established myself as a trusted resource in navigating the ever-changing climate of Wall Street. I have successfully launched several highly innovative companies through the complicated structuring and execution process to meet listing and funding objectives. 
I guide companies through the preparation, implementation, interpretation of actual listing analysis and metrics, and offer aftermarket support with authentic and unique value propositions.

I've successfully ushered entrepreneurial emerging growth businesses to their IPOs and helped them become uniquely positioned to access growth capital and international capital markets. How? By providing results-oriented, direct access to a one-stop solution in the strategic planning and implementation of listing on a senior exchange most cost-effectively and efficiently possible. 

I'm passionate about providing leadership in varied aspects of corporate finance and capital markets by drawing on my expertise with a myriad of diverse and satisfied global entrepreneurial clients. I've also just written my debut book, The Entrepreneur's IPO, a roadmap for going public as a small/micro-cap company. If you would like to know more about the book or order a copy, click here: https://pgoldstein.co/.

If you would like to get in touch please send me a personal message!

Peter Goldstein

One of the world's largest companies has made a quiet yet significant shift.

Walmart is moving its listing from the New York Stock Exchange to Nasdaq.

A company with more than $800 billion in market value. Listed on the NYSE since 1970. Now choosing a new home.

Moves like this are never about optics. They are about alignment.

Walmart cited shared values with Nasdaq. A technology-forward approach. Innovation. Client focus. These are not marketing lines. They reflect how the business is evolving.

The listing change adds another layer. It positions Walmart for inclusion in the Nasdaq 100. That means greater visibility and additional passive fund flow. It also reflects how much of Walmart’s future is tied to automation and artificial intelligence.

This is the largest exchange switch by market value in history. And yet the meaning is simple.

Exchanges compete on structure, technology, and alignment.

Companies choose the platform that matches where they are going, not where they have been.

Markets shift. Strategies evolve. Companies reposition.

What stays constant is the need for clarity, discipline, and the right environment to grow.

This is another reminder that listing decisions are strategic choices.

Entrepreneur & Capital Markets Leader | IPO Advisory | Founder, Exchange Listing | CEO, Emmis Acquisition Corp. | Author, The Integrated CEO

Hello Seven

At Hello Seven, we teach historically excluded people how to build wealth. Our mission is to close the cavernous wealth gap that prevents women, Black people, people of color, queer people and people with disabilities from building generational wealth. We do this by providing business and leadership training, executive coaching and a diverse and inclusive networking community to entrepreneurs at every level. Hello Seven is one of the fastest growing private companies in America and is listed on the Inc. 5000.

CEO & Founder

Small Business Bodyguard Inc.

I created Small Business Bodyguard, a comprehensive, laugh-out-loud legal resource, complete with contract templates, cheat sheets and more for entrepreneurs who have real legal needs but don't have an attorney. As the CEO, I set the strategy for company growth including managing and obtaining financing, hiring and HR policies and setting product development and business development strategy.

Rodgers Collective

Rodgers Collective is a team of experienced, forward-thinking attorneys and creatives.

We’re sharp, strategic and committed to creating smart, simple solutions to the legal issues facing innovative companies. We handle matters with a formidable mix of wit and intellect, and we aren’t afraid to make the legal process fun for our clients (when we can get away with it).

At Rodgers Collective, we understand disruptive companies because we’ve been disrupting our own industry since 2010. We know how it feels to be the one breaking the mold with bold ideas and unprecedented goals that others dismissed as crazy. We also know how good it feels to make the impossible a reality, and to delight your customers and clients by doing the work for them that no one else had the vision to do. We know what it’s like to feel like you can’t not do the thing that calls upon you, and we also know what it’s like to reap the rewards of your bravery. To be sure, we’ve got audacity in common and we can support you.

We’ve been featured in various media outlets, including Fast Company, MSNBC, Forbes and The Washington Post. During the last five years, we’ve advised some of the best and brightest entrepreneurs out there. We’ve also donated our time and expertise to help fledgling business owners through Kiva and other organizations. And, we’ve been having fun while doing it.

CEO & Founding Attorney - Intelligent Law for Innovative Business

Her Virtual Law Office Inc.

I worked with women attorneys who didn't want to choose between their legal career and having the lifestyle they have always wanted. I worked with women attorneys one-on-one and taught group classes with my blueprint on how to create a lucrative virtual law office.

Founder

NJ Superior Court

Research, analyze and summarize motions before the judge. Analyze, summarize and schedule orders to show cause. Attend hearings and trials before the judge. Mediate special civil and small claims cases with an approximate 80% success rate. Serve as the liaison between the judge, pro se litigants and attorneys. Confer with the judge to discuss substantive and procedural issues relevant to pending cases.

Judicial Law Clerk

Vera Institute of Justice

Assisted the Center Director in facilitating the Center for Sentencing & Corrections. Conducted and compiled research on sentencing and corrections practices and policies in New Mexico, Delaware & Vermont. Organized research into fact sheets to be posted on the Center’s database. Updated the Center’s website.

Assistant to the Center Director

New York City Rescue Mission

Served as the liaison between the staff and the Executive Director of the homeless shelter and drug rehabilitation center. Researched and prepared fact sheets on homelessness in New York City for presentation to the Board of Trustees and potential major donors.  Handled various Human Resources and Fundraising responsibilities. Coordinated special events.

Assistant to the Executive Director

Podesta Matoon

Conducted and compiled legislative research on intellectual property, trade and environmental issues on Capitol Hill. Prepared quarterly spreadsheets on client lobbying activity. Coordinated political fundraisers and staff events.

Legislative Assistant

Senator Hillary Rodham Clinton, U.S. Senate

Served as Assistant to Senator Clinton's Deputy Chief of Staff, Legislative Director and Legal Counsel. Conducted research on the economy of Upstate New York and teen pregnancy in New York.  Accompanied Senator Clinton and staff to meetings and events. Delivered legislation to the Senate floor. Handled correspondence between the Senator's staff and constituents.

Legislative Intern

I help historically excluded folks get money. CEO of Hello Seven, a bootstrapped 8-figure company. Get my bestselling book WE SHOULD ALL BE MILLIONAIRES.

Rachel Rodgers is an intellectual property attorney, business coach, and published author. Rodgers started her career working for state and federal judges, nonprofits, and even Hillary Clinton. 

Today she’s the owner of a multi-million dollar business, mother of four, and visionary featured in publications like The New York Times, Women’s Health, Forbes, Entrepreneur, Fast Company, and on hit programs like Good Morning America, E! News and The Drew Barrymore Show. She is the founder of Hello Seven, a company dedicated to helping historically excluded people make more money. 

Her nationally bestselling book, We Should All Be Millionaires: A Woman’s Guide To Earning More, Building Wealth, And Gaining Economic Power, is a powerful guide to creating abundance in your life. Rodgers shares how she went from growing up low-income to glowing up as a self-made millionaire, and how you can do it too. 

Rachel Rodgers

This little girl right here?
She didn’t know it yet, but she was gonna change everything.

She grew up hearing “no” a lot.
No, we can’t afford that.
No, that’s not for people like us.
No, you’re asking for too much.

But she asked anyway.
She wanted more.
More joy. More space. More freedom. More money.
Not just for herself, but for her family, her community, and every little girl who looked like her.

So she built it. Slowly. With a lot of mistakes, Google searches, courage, and debt.
She started one business. Then another.
She took years to hit her first million. Then the next few millions came fast.

And along the way, she created what she couldn’t find when she needed it most:
 A space that saw her.  A space with education and strategy that actually worked.

A space with unlimited support.

A space where community actually meant something.

This year I launched the Hello Seven Mastermind.

And when I say the wins inside this room have been wild? I’m not exaggerating.

People are paying off six figures of debt.
Crossing the million dollar mark for the first time.
Hiring full teams. Buying buildings. Building legacies.
And doing it without burning out or betraying who they are.

Here’s the thing though…

It’s almost time to raise the price. By a lot of thousands. (Because the value is there, and then some.)

But before I do that, I’m letting a few more people in at today’s price.

So if you’re reading this and thinking, “That little girl could’ve been me…”
Or “That kind of support is exactly what I’ve been missing…”

Check out the details and apply here: https://hubs.li/Q03WcP390

It’s time to give your younger self the future you fought for.

They deserves it.

taplio

The Battle

Peter Goldstein

Rachel Rodgers

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taplio

The Battle

Peter Goldstein

Rachel Rodgers

Followers

Posts

Engagements

Likes

Performance Score.css-goub6s{font-size:var(--chakra-fontSizes-md);font-weight:500;color:var(--chakra-colors-gray-600);display:block;margin-top:var(--chakra-space-1);}Peter Goldstein's LinkedIn Performance

Performance ScoreRachel Rodgers's LinkedIn Performance

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Performance ScorePeter Goldstein's LinkedIn Performance