Emmis Capital LLC

Emmis Capital helps micro-cap companies accelerate their business objectives by listing on senior stock exchanges such as NASDAQ, NYSE and NEO. We provide transformative bridge financing to micro-cap companies seeking to list on senior exchanges. We are selective with our investments with a foc ... see more

Founder and Managing Member

Exchange Listing LLC

Exchange Listing was formed to provide growth companies with direct access to a one-stop solution in the strategic planning and implementation of listing on a senior exchange such as NASDAQ or NYSE in the most cost-effective and efficient process available.

We offer capital markets advisory services to private companies looking to access the public capital markets as well as public companies looking to grow to the next level. The scope of our advisory services include, but are not limited to:

-     IPO readiness assessment
-     Overall capital raising strategy
-     Guidance on IR / PR
-     Underwriter introduction / selection
-     Auditor/Legal evaluation, selection and introduction
-     Design of financial structure

Our Role: Your Partners:

-We are hands-on, frontline partners throughout the listing and funding process.

-We leverage our decades of Wall Street experience and a broad array of relationships with investment bankers, investors, attorneys, auditors, accountants, IR/PR firms, independent directors and the exchanges to facilitate your listing and funding.

-We orchestrate a tailored, company-specific yet systematic process for the listing, which enhances competitiveness and maximizing stakeholder benefits.

-We align our interests with your company management, board of directors and shareholders as equity partners to facilitate a successful listing and funding.

-Basically, our goal is to partner with you to achieve a objectives that are the most beneficial to your company and your shareholders


Our Principals:

-The principals of the firm have extensive capital markets backgrounds, track records and experience in the planning and implementation of listing on senior stock exchanges, collectively bringing over 100 years of Wall Street Experience.

-Our founders, strategic partners and advisors are entrepreneurs drawn from investment banking, securities law, corporate governance and business management.

Chief Executive Officer

Forbes Finance Council

I am delighted to join the Forbes Business Council, which is an invitation-only community for executives in accounting, financial planning, wealth and asset management, and investment firms.

Member and Contributor

Grandview Capital Partners

Grandview Capital provides strategic financial, technical and innovative corporate advisory services to our clients who are emerging growth companies. Grandview’s pledge to our clients business is our commitment to quality, integrity, and success.

Founder, Chief Executive Officer 

Exchange Listing Publishing

The Entrepreneur’s IPO is a handbook that outlines exactly what to expect when pursuing a micro or small-cap IPO. Written from the perspective of someone with over 35+ years as a C-suite executive for public and private companies and an expert in navigating the ever-changing climate of Wall Street. This book provides in-depth knowledge and unique perspectives on the process required to IPO your company and the distinctive elements needed when seeking out the right bankers, investors, industry experts, and board members. The Entrepreneur’s IPO is a book that can practically guide any micro and small-cap company to IPO, proving that it is possible to IPO your company, and you do not need to be a unicorn to do it.

Author

Staffing 360 Solutions, Inc.

Staffing 360 Solutions, Inc. NASDAQ: STAF, is an emerging public company in the international
staffing sector engaged in the acquisition of domestic and international staffing agencies. As part
of its highly targeted consolidation model, Staffing 360 is pursuing a broad spectrum of staffing
companies in the information technology (“IT”), financial, accounting and healthcare industries
with a particular emphasis on Cyber Security. The Company commenced revenue generation in October, 2012 with an initial customer base that includes a Fortune 100 company and is pursuing additional opportunities in India. The Company is also currently developing a proprietary division focused on veterans’ staffing.

Co Founder - Chairman of the Board

CEO of Exchange Listing | Founder of Emmis Capital IPO Fund | Author of 'The Entrepreneur's IPO' |

As a skilled capital market advisor, I partner with emerging growth companies to provide access to capital and facilitate completing an IPO on Nasdaq or NYSE stock exchanges or advancing as a public company. 

In my 35+ years as a C-suite executive for public and private companies, I’ve established myself as a trusted resource in navigating the ever-changing climate of Wall Street. I have successfully launched several highly innovative companies through the complicated structuring and execution process to meet listing and funding objectives. 
I guide companies through the preparation, implementation, interpretation of actual listing analysis and metrics, and offer aftermarket support with authentic and unique value propositions.

I've successfully ushered entrepreneurial emerging growth businesses to their IPOs and helped them become uniquely positioned to access growth capital and international capital markets. How? By providing results-oriented, direct access to a one-stop solution in the strategic planning and implementation of listing on a senior exchange most cost-effectively and efficiently possible. 

I'm passionate about providing leadership in varied aspects of corporate finance and capital markets by drawing on my expertise with a myriad of diverse and satisfied global entrepreneurial clients. I've also just written my debut book, The Entrepreneur's IPO, a roadmap for going public as a small/micro-cap company. If you would like to know more about the book or order a copy, click here: https://pgoldstein.co/.

If you would like to get in touch please send me a personal message!

Peter Goldstein

One of the world's largest companies has made a quiet yet significant shift.

Walmart is moving its listing from the New York Stock Exchange to Nasdaq.

A company with more than $800 billion in market value. Listed on the NYSE since 1970. Now choosing a new home.

Moves like this are never about optics. They are about alignment.

Walmart cited shared values with Nasdaq. A technology-forward approach. Innovation. Client focus. These are not marketing lines. They reflect how the business is evolving.

The listing change adds another layer. It positions Walmart for inclusion in the Nasdaq 100. That means greater visibility and additional passive fund flow. It also reflects how much of Walmart’s future is tied to automation and artificial intelligence.

This is the largest exchange switch by market value in history. And yet the meaning is simple.

Exchanges compete on structure, technology, and alignment.

Companies choose the platform that matches where they are going, not where they have been.

Markets shift. Strategies evolve. Companies reposition.

What stays constant is the need for clarity, discipline, and the right environment to grow.

This is another reminder that listing decisions are strategic choices.

Entrepreneur & Capital Markets Leader | IPO Advisory | Founder, Exchange Listing | CEO, Emmis Acquisition Corp. | Author, The Integrated CEO

Roger Brooks

American Real

Founder, American Real Publishing Company

Velocity Logic

Loyalty & Payments Executive

Entrepreneur Media

Entrepreneur Contributing Writer

Car IQ Inc.

Director, Merchant Development

Visions Federal Credit Union

Business Services Manager

ZipLine

Senior Vice President Business Development

FIS Global, VCMG

Vice President, Loyalty & Payments Strategy

Everyone Has A Story. 3X Bestselling Author. I Help Publish Your Story Into A Bestseller 📚

I live by one word: ASPIRE.

To me, aspire is about striving for something higher; beyond success, beyond achievement. It’s about lifting ideas, people, and possibilities to their fullest potential, and helping others reach levels they may not have believed were possible. It’s the compass that guides everything I do.

My work spans publishing, loyalty & payments innovation, and storytelling—but it’s all one mission: turning ideas into impact. Whether it’s guiding a first-time author to launch, helping a brand transform customer loyalty through payment as identity, or writing Vatican-themed thrillers that spark wonder, I’m focused on growth that lasts.

As founder of American Real Publishing (AR PRESS), I’ve helped bring hundreds of books to life across genres with a hybrid model that champions the author’s voice and legacy.

Through my loyalty/payments work, I’ve partnered across the fuel & convenience space to design programs where every transaction recognizes identity and rewards it in real time—bridging banks, brands, and customers for measurable outcomes.

As an author, my debut novel The Sacred Order released in 2025 as a real-world conclave unfolded—leading to a conversation on Fox News @ Night with Trace Gallagher and theologian Jonathan Morris about faith, leadership, and meaning.

How I create value:

Authors & creators: editorial guidance, launch strategy, and brand positioning that build readership and reviews—beyond “just a book.”

Brands & innovators: loyalty as a product, real-time rewards, and Payment = Identity frameworks that reduce costs and deepen connection.

Audiences & communities: through my American Real Podcast — Everyone Has A Story, where I’ve had the privilege to interview Evan Carmichael, Grant Cardone, Ed Mylett, Jeffrey Gitomer, Guy Kawasaki, Colin Cowherd, and hundreds more.

Readers & seekers: ideas, stories, and conversations that invite deep thoughts of faith, belief, and purpose.

If you’re an author with a story, a leader rethinking loyalty, or someone who resonates with this vision—let’s connect.

Founder, American Real Media & Publishing Company

Traditional loyalty has a ceiling, not because the offers aren’t good, but because a vast majority of customers aren’t enrolled.

In fuel and convenience, the biggest opportunity is the customers you can’t currently see or influence. That’s why Velocity Logic built Target All.

I just published a short article on how Target All helps retailers engage all customers, automate personalization, and even get more selective about who earns an invitation into the 'actual' loyalty program.

The goal: less blanket discounting and more measurable, behavior-shifting lift across the entire customer base, not the <30% you're targeting today.

If you manage loyalty, payments, promotions, or customer growth, it's worth a few minute read.

#LoyaltyPrograms #RetailMarketing #ConvenienceRetail

Publisher • 3X Bestselling Author • Loyalty & Payments Innovator

Loyalty leaders across the gas and convenience industry are facing a hard truth: you can’t grow what you can’t see. And today, most retailers still ca

Open article: Target All: Velocity Logic's AI Engine That Lets Retailers Engage 100% of Customers by Roger Brooks • 4 min read

Target All: Velocity Logic's AI Engine That Lets Retailers Engage 100% of Customers

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