Intuit

Combating FinCrime by leading large loss and fraud ring incident investigations related to payments and money movement.

Group Manager | Head of Financial Forensic Investigations

Varo Bank

Aligning people, process, and technology to make Varo safe by mitigating financial crimes risk. 

Primary focus areas:
1) Complex investigations and SAR filings
2) FinCrime incident management/response
3) Internal fraud investigations 
4) Law enforcement liaison

Helped build onboarding (KYC and sanctions screening), anti-money laundering/fraud transaction monitoring, customer risk rating, enhanced due diligence (EDD), fincrime incident response, and managed contract negotiations (MSAs/SOWs) for vendor tool integrations and an augmented outsourced staffing model.

Director | Head of Financial Crime Investigations

Steele Compliance Solutions, Inc.

Conducted open source research and analysis for enhanced due diligence field investigations to identify potential red flags. Performed targeted investigations to identify indicators of bribery, corruption, professional malpractice, political exposure, and other high-risk counterparty characteristics. Created case narratives/reports, highlighting potential red flags, suspicious activity, and adverse information. Performed quality assurance pre client delivery reviews of reports

Senior Investigator | Anti-Bribery Enhanced Due Diligence & Quality Assurance

Goldman Sachs

Performed in-depth investigations of potentially suspicious activity in order to prevent, detect, and report money laundering, securities fraud, terrorist financing, and other potential violations of laws and regulations. Reviewed asset transfer (wire, ACH, journals) and low-priced/penny stock trading surveillance alerts for high-risk activity, conducted historical activity reviews, briefed senior compliance management, and prepared case narratives for Suspicious Activity Reports. Coordinated with AML technology to review transaction monitoring and filtering specifications to improve effectiveness. Attained the “Certified Anti-Money Laundering Specialist” professional certification (ACAMS) in November 2017.

Senior Associate | Financial Crime Compliance Investigations 

Advised and supported compliance management and divisional compliance teams on training programs to prevent, detect, and mitigate compliance, regulatory, and reputational risk across the firm. Owned the Americas AML Compliance training plan, responsible for design, delivery, tracking, and reporting. Configured the learning management system (Cornerstone OnDemand) for separate training initiatives, coordinated enhancement projects (i.e., roadmapping) with external technology vendors, and prepared metrics for senior management and regulators. Facilitated the classroom training of more than 8,000 firm employees on anti-money laundering, anti-bribery/corruption, and sanctions topics in 2013.

Analyst/Associate | Global Compliance AML Training

US Army

Human Intelligence Platoon Leader, Utah National Guard, led 28 soldiers who specialized in detainee interrogations. Deployed to Iraq for Operation New Dawn in 2011, provided daily threat briefings, was the acting Executive Officer for the unit’s redeployment, ensuring 100% of equipment (worth $4.5 million) and personnel (122) returned safely to Virginia. Completed the Survival, Evasion, Resistance and Escape (SERE), prisoner of war and wilderness survival training course. Completed Military Intelligence Officer Leadership Course (January - April 2011), and graduated in the top 10% of the class.

Captain | Military Intelligence Officer

Conducted open source investigations to identify red flag indicators of bribery and corruption. Compiled due diligence investigations into concise case reports, highlighting potential suspicious activity and information.

Compliance Investigations Analyst

Northrop Grumman Corporation

Prepared and audited accounts receivable invoices and analyzed project funding for multi-year government contracts. Conducted reoccurring invoicing on multi-stage projects, totaling more than $5 million on a monthly basis. 
(Called to active duty military service in January 2011)

Financial Analyst

FinTech leader, specializing in Financial Crime Risk Management (AML & Fraud). An Army veteran and cross-functional team builder, constantly striving to have a high level of positive impact.

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