Nelnet Bank

Bank Compliance Lead

Celebrity Home Loans, LLC

Senior Compliance Specialist

	Conducted audits to ensure loans are compliant with federal and state laws and regulations
	Performed compliance/regulatory research
	Reviewed and approved federal and state disclosures
	Reviewed HMDA data for accuracy and submit HMDA LAR annually
	Reviewed all marketing materials for regulatory compliance
	Identified opportunities to enhance effectiveness of departmental policies and procedures

Compliance Analyst

Westamerica Bank

Senior Compliance Officer

Bank of the West

Compliance Officer II

The BettenField Group

Independent Contractor

Patelco Credit Union

-Review all Mortgage and Consumer Loans to federal regulations
-Monitor Lending Training Requirements
-Proof marketing ads to federal regulations
-Monitor changes to lending regulations and advice staff of the changes
-Distribute reports of audit findings
-Subject matter expert for lending compliance

Provident Credit Union

Compliance Specialist

Reviewed loan files to make sure that all the required documents were in the loan files.
Made sure required fields on loan documents were completed and any tolerance levels were within the 10% margin allowed by regulations. 
Analyzed pay statements to make sure matched income on loan applications.
Explained to customers why accounts were restricted, such as no overdraft protection or new account holds on deposits.  
Gave presentations to explain new regulations and what departments and documents would be affected. 
Checked dividends on a monthly basis to make sure that correct dividends were being paid according to the dividend rate for each product.
Held audit meetings with managers to review audit report and discuss any changes. If no changes, report was released to upper management.

Pinnacle Bank

Reviewed loan files to make sure that all required documents were in the loan files.
Analyzed pay statements to make sure match income on loan applications.
Made sure required fields on loan documents are completed.
Explained to other departments how new regulations will affect their areas and what new documents are needed.
Held audit meetings with managers to review audit report and discuss any changes. If no changes, report was released to upper management.

Compliance Auditor

Handled balance inquiries, stop payment requests, research requests and any other questions the customer has on their account.
Balanced general ledgers.
Assisted with credit card setup on credit card system. 

Balanced student loan accounts.

Customer Service Representative

Experienced Compliance professional with a demonstrated history of working in the financial services industry. Skilled in 2+ years of Compliance mortgage audits, creating a branch mortgage file exam process from scratch, performing pre and posting closing compliance audits, and performing HMDA data reviews and corrections. Experience with getting information gathered for regulatory exams and gathering information for state required reporting.

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