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I am an accomplished and strategic executive who helps global financial institutions exceed strategic and operating expectations while effectively managing risk. As Compliance and Operational Risk Executive for APAC Technology and Operations, I lead a team that provides Compliance and Operational Risk coverage to Information Security, Markets and Banking Technology, and Operations and Technology Infrastructure across all 12 APAC countries. Previously, I served as Equity COO with regional responsibility for Prime Brokerage, Futures & Options, and Global Custody & Agency Services. I am particularly strong in strengthening business risk, control, and governance to create visibility and transparency while supporting growing businesses. I hold an Executive MBA from a joint program between the Kellogg School of Management at Northwestern University and the Hong Kong University of Science and Technology. I am also a Fellow of the Association of Chartered Certified Accountants. My expertise includes: • Project & Program Management • Financial / Operations Management • Governance & Internal Controls • Regulatory Compliance • Global Team Building / Leadership • Risk Management & Mitigation • Event Management & Reporting • Audit Issue Management / Resolution • Business Process Reengineering
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