Phil Whittaker's Linkedin Analytics

Consumer Duty readiness ESG SFDR / SDR Compliance and Conduct Regulatory Change AIFMD compliance FCA - authorisations and VOP Regulatory Heathchecks and audit Risk Register implementation ICAAP design, implementation and review Mifid 2 - Suitability , fees / inducements , best ex Individual accountability & Snr managers regime (SMCR) RDR/platforms reg implementation MMR - mortgage market review & MCD Suitability Remediation programme and file review AML 3rd/ 4th / 5th EU directive implementation Sarbaines Oxley Implementation FATCA / CRS GABRIEL Reporting Regulatory controls implementation and testing. General Compliance Advisory for Wealth Management and Private banking Compliance monitoring and reviews