State Street

Enterprise Reconciliations - Governance & Controls Senior Manager

Transaction Management Governance & Controls Senior Manager

ED&F Man Capital Markets

Foreign Exchange Frontier and Vanilla  Change Management - Driving out and developing the processes  and improvement to  the Operations Team 

ED&F Man is a global agricultural commodities merchant trading in sugar, coffee, molasses, animal feed and pulses. We also provide access to commodity and capital markets through our financial brokerage business.

Established in 1783, ED&F Man today is an employee-owned company with 7,000 people in 60 countries and annual revenue of $10bn. Each year we source, store, trade, ship and distribute 11m bags of coffee, 10m tonnes of sugar and 6m tonnes of animal feed. We work closely with over 300 customers and 600 suppliers and help our counterparties manage price risk through hedging. 

Our financial brokerage executes orders for institutional investors, hedge fund managers and professional traders across a broad range of products including: futures & options; fixed income securities; equities; energy; base metals; foreign exchange; and OTC and exchange traded agricultural derivatives. We offer trade processing, clearing, execution, market making and agency based electronic and voice brokerage services. See less

Foreign Exchange Operational Change Management Consultant

Tellimer

Under the prior name Exotix Partners (part of ICAP then to Tellimer )Head of Credit & Risk at Exotix-The Leader in Illiquid & Frontier Markets

I provide :-Complete Credit and Operational Risk over- site for front to back offices globally.1st line of defense within the Trading  Teams  and Operations.Reviewing counter party risk and evaluating credit lines and approval for Equities and Fixed Income. Ensuring adequate reviews of current risks within the business and providing key risk review results for executive management.Implementing a risk framework and undertaking risk controlled self assessments and delivering analysis to the executive committees.Member of Cass Committee and Risk Committee providing first/ 2nd line of defense for the Operations business.

Head of Operational Risk & Credit,Europe ,Africa & Asia

Saint Francis Hospice

Whist  resting from the city i  decided to give back to a local organisation that values life. A charity very close to my heart where i can utilise my operational experience back into the community. It is without doubt that ,without this charity, many families within the London Borough of Havering would be at a loss. I have decided to give back the superb efforts they provided me in return on a voluntary basis whilst between financial work .

SEI (Nasdaq: SEIC) is a leading global provider of outsourced asset management, investment processing and investment operations solutions. The company’s innovative solutions help corporations, financial institutions, financial advisors, and affluent families create and manage wealth. SEI services clients, conducts or is registered to conduct business and/or operations from more than 20 offices in over a dozen countries.

The responsibilities for this position include the following:

• Supports and develops risk reviews and reporting with operations directors
• Implementing cyclical risk review programme across operations
• Planning, reporting and tracking of remediation plans/actions
• Trend and analysis of requirements vs business process and market events
• Reporting and presentation risks/controls/gaps to senior management
• Production and development of internal and external KPI’s/KRI’s
• Point of escalation for control issues within Operations, coordinates and manages centrally investigation and resolution activities
• Maintains operational risk register
• Contributes to planning of business continuity process and procedures relating to areas of responsibility
• Continually monitors processes to ensure that controls are in place and being utilized
• Develops and improves/enhances management reporting for areas of responsibility
• Establishes and maintains appropriate communications within OCRM and with Ops Managers (globally) and with other SEI units appropriate to the role
• Ensures that Client Experience is Superior and adheres to SLA's
• Review Daily calculation of client money requirements
• Undertake and implement and review Operational Control Framework
•Banks and Custodian and non Financial Due Diligence management/Vendor Management

Operational Risk & Quality Control  Manager Europe

Bank of America

Responsible for a team of 100+ split in India and the UK for the control and Operational Risk of all Overdrafts payment processing .Undertaking risk reviews of daily exposure in relation to overdrafts and liquidity exposure in relation to these

Key responsibilities include:
•	Driving integrated enterprise treasury and trade limits booking and allocation as well as overdraft strategy across product types and lines of business including policies, processes and technology 
•	Proactively identifying and monitoring high risk clients and industries in advance of deterioration
•	Ensuring daily accurate processing of payments delivering and improving STP rates to over 95% accuracy levels and continued process improvement 
•	Production of Risk Analytics and exposure reporting giving detailed analysis of critical client detail of patterns and trends of payments processed.
•	Ensure daily and monthly critical KPI are monitored and adhered to 
•	Proactively identify and foresee issues, control gaps and external threats and ensure that to enable risks to be assessed for impact and materiality.
•	First line Support for ongoing identifying assessing, managing and reporting operational risks

Group Head of Operational OD Processing  & Operational Risk

Lloyds Banking Group

FX /MM Treasury:-
Responsible for FX and Mm Operations – Looking after a team of up to 30+ controlling the FX and Mm trading Operations of Lloyds TSB & CLS Operations

Responsible for all corporate and Interbank FX deals ensuring all items are processed in accordance with time frames. 

Act as key controller for CLS deals and ensuring settlement.

Monitor and action any outstanding Nostro items and system reconciliation issues

Ensuring all activities within the team are actioned on time and accurately keeping low processing error rates and improving on daily STP –Undertake monthly team 121’s and the appraisal process.

KYC On boarding :_
Responsible for a team of 30+on boarding all client static data within the treasury space including rate setting , client uploading and on boarding detail and maintaining static data:- ssi etc

Asst Group Head of FX & MM Operations & KYC Onboarding

Société Générale

FX Treasury Control Asst Head 

Responsible for the Control of Foreign Exchange, Options, Money Market, Treasury Bond trade confirmations

Responsible for Procedure writing and processes improvements, liaison with Chicago and New York office offices for FX deals input investigation and resolution of trade breaks.

Assist the London Treasury Team, writing procedures, netting trades, making payments and overseeing the general Control of Treasury trades.

Oversaw the implementation of City Networks – City-net matching (Tram) for Options and FX deals and also for “Give up Trades” which dramatically reduced our confirmation error rates and created a more robust and automated confirmation process

Asst Head Treasury Control  Europe,Asia & Americas

Deutsche Bank

Reconciliation’s Departmental Head
-Oversee the responsibility of all financial movements of the banks books
-Nostro reconciliation
Agreeing Central Funding of Deals v Treasury positions
-Projects
Procedure writing and approving, improving workflow of the department 

Responsible for 7 people

Group Head Of CTAS Nostro Reconciliations

Samba Financial Group

Managed and supported the Nostro Reconciliation’s, Confirmations, Internal Audit and Risk Management Reporting sections and their staff-

Undertaking the control of nostro and vostro reconciliation’s, ensuring all Fx, Mm, Bond, Cd’s and other Capital Market confirmations have been matched and agreed. Ensuring all risk management reports have been prepared and all internal audit reviews have been completed.

The role included other responsibilities
Ensuring smooth operation of Internal Control and ensure that each position within department has a back up. I made sure all planned reviews are carried out at an agreed time scale and ensure all controls and procedures applicable to Saudi American Bank are applied. I conducted special reviews or investigations at management’s request. From a Risk Management point of view I agreed daily FX profit, Risk Analysis and mainframe positions Vs Dealers positions, ensure all FX Positions VARs/Financial Futures and Mats are in limit. Daily I checked returned mail is handled and £ payment system is managed.  Monthly I undertook liquidity reporting and undertake quarterly stress tests. Yearly I ensured a contingency programme was in place and wrote it. Daily I ensured financial futures and Capital Market Confirmations are agreed. From an audit perspective I  wrote new policy and procedures and to checked compliance with Citibank, undertake the follow up and regular review of account documentation ensuring all approval has been obtained, ensuring the review of account documentation was undertaken with a procedure in place for immediate follow up.

Group Head Of Internal Control Europe.Africa.America’s

A highly experienced individual within Compliance AML.Treasury,Operations, Credit,Middle Office,Operational Risk, Control Frameworks , Vendor management and Due diligence fields.Working within and at senior management level.Certified Management qualified with 35 years People Management experience through small teams to up to 30 deep.
Specialties Include but not limited to: Treasury, Operations, Back Office, Risk Management ,Control, & Middle Office, Operational Frameworks,Operational Risk ,Quality Assurance, Credit and Offshoring and Governance 

35 years experience in bulge bracket organisations.Reading law for the future and digital media survival 

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